Join us for this panel discussion to learn the main reasons to have a continuity and succession plan in place. Panelists Michael Kitces, Christopher Winn, Peter McGratty and Elizabeth Smith will discuss the current regulatory environment, followed by positives and negatives of all the options for advisors implementing a plan.

Understand that NASAA has issued a model rule and that states will soon be adopting the model rule requiring them to have a business continuity plan in place
Be made aware that the SEC has issued guidance that they will be addressing this issue in the near future
Understand the current options for addressing continuity and succession planning