PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION
 

THIS COURSE IS FOR FPA MEMBERS ONLY
Not a member? Join FPA to gain immediate access to this course. 
 

Didn’t read the 524-page rule and explanations for the new SEC Form CRS Summary? No problem, the law firm of Carr Butterfield, LLC will break down what it means for financial planners. This is your chance to find out what financial firms are required to provide in their Form CRS summaries for delivery to clients. This webinar is the third in a series of SEC webinars that FPA and Carr Butterfield, LLC will be presenting to FPA members. 

Overview: General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP® professionals or unfamiliar with subject.

Course Objectives
  • Summarize the fiduciary duties of care and loyalty throughout the entire adviser-client relationship.
  • Identify new legal obligations for investment advisers around new SEC ruling.
Event Information
Start Time:
November 26, 2019 2:00 PM Eastern
1:00 PM Central, 12:00 PM Mountain, 11:00 AM Pacific
Add to Calendar:
Estimated Length:
1 hour
Registration Time Remaining:
4 days, 14 hours
Registration Fee:
Free
Overview Form CRS
Speaker Information
John T. Carr  [ view bio ]
Individual topic purchase: Selected
Financial Planning Association
CFP CE: 1.00
Products
Live Event + Archive
FPA Member Price:$0.00