Participants will learn of the new federal and state regulatory schemes, which require financial planners to serve as the frontline defense against financial exploitation of the elderly and other protected persons. After a review of the new regulations, a comprehensive plan will be suggested to achieve regulatory compliance and allow for the best chance of a successful incompetency planning and transition of assets to the next generation. Estate planning and client retention issues, along with practical guidance on dealing with these delicate issues on an ongoing basis, will be addressed.

Overview: General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

Course Information
Course Date:
October 03, 2018
Course Objectives
  • Identify the warning signs that a client is experiencing financial abuse
  • Understand the complexity of handling an actual case involving elder financial abuse
  • Recall the recent regulations established by Finra and the Safe Senior Act of 2017 to reduce elder financial abuse
FPA Annual Conference 2018: Financial Exploitation of The Elderly
Speaker Information
Robert B. Mauterstock, Jr., CFP, CLU, ChFC  [ view bio ]
John Renner LL.M., JD, CFP, ChFC  [ view bio ]
Individual topic purchase: Selected
Financial Planning Association
CFP CE: 1.00
FPA Member Price:$29.00
Non-Member Price:$49.00