PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION OF THIS PROGRAM

In this month's Journal in the Round, our panelists John Renner and Robert Mauterstock will be discussing the implications of the new FINRA regulation, effective February 2018, regarding required protections for the most vulnerable senior clients.  The discussion and audience Q and A will be moderated by an FPA Knowledge Circle host.

Level of Complexity: Intermediate

Learning Objectives

Describe new and amended FINRA Rules 2165 and 4512  to protect the elderly 
Explain the reporting and compliance issues that will impact financial planners
Discuss the importance of laws to the planner-client relationship

 

Event Information
Start Time:
January 31, 2018 2:00 PM Eastern
1:00 PM Central, 12:00 PM Mountain, 11:00 AM Pacific
Add to Calendar:
Estimated Length:
1 hour
Registration Time Remaining:
9 days, 22 hours
FPA Member Price:
Free
Non-Member Price:
$49.00
Journal in the Round:Preventing Seniors From Financial Exploitation
Speaker Information
Robert Mauterstock CFP  [ view bio ]
John Renner L.M., J.D., CFP, ChFC  [ view bio ]
Individual topic purchase: Selected
Financial Planning Association
CFP CE: 1.00
Products
Webinar + Archive
FPA Member Price:$0.00
Non-Member Price:$49.00