PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION OF THIS PROGRAM
In this month's Journal in the Round, our panelists John Renner and Robert Mauterstock will be discussing the implications of the new FINRA regulation, effective February 2018, regarding required protections for the most vulnerable senior clients. The discussion and audience Q and A will be moderated by an FPA Knowledge Circle host.
Level of Complexity: Intermediate
Describe new and amended FINRA Rules 2165 and 4512 to protect the elderly
Financial Planning Association
CFP CE: 1.00
Webinar + Archive
FPA Member Price:$0.00